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SHIRLEY ANK WONG
ANKUAN HUANG, KUAN AN HUANG, SHIRLEY ANKUAN HUANG, SHIRLEY HUANG, SHIRLEY-ANKUAN HUANG…
CRD#: 4869184
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Investment Adviser
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Broker
EMERSON EQUITY LLCCRD#: 130032 333 Gellert Blvd
Suite 201
Daly City, CA 94015
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2014 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)BNI ADVISORS (CRD# 134502)2011 - 2012 (1 year)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2007 - 2009 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2007 (1 year)BAXA ADVISORS, LLC (CRD# 6627)2004 - 2005 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2005 - 2005 (<1 year)
Disclosure(s)
View By:
7/5/2024
Customer Dispute
Pending
12/26/2023
Customer Dispute
Withdrawn
4/21/2023
Customer Dispute
Withdrawn
4/21/2023
Customer Dispute
Withdrawn
4/21/2023
Customer Dispute
Settled
4/21/2023
Customer Dispute
Settled
4/21/2023
Customer Dispute
Settled
1/3/2023
Customer Dispute
Settled
9/10/2022
Customer Dispute
Settled
8/2/2022
Customer Dispute
Settled
6/7/2022
Customer Dispute
Withdrawn
6/3/2022
Customer Dispute
Settled
License(s)

State Registrations

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California 4/25/2024

IA
California 4/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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EMERSON EQUITY LLC (CRD#:130032)
333 Gellert Blvd Suite 201, Daly City, CA 94015
333 Gellert Blvd Suite 201, Daly City, CA 94015
Registered with this firm since 4/25/2024

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EMERSON EQUITY LLC (CRD#:130032)
333 Gellert Blvd Suite 201, Daly City, CA 94015
333 Gellert Blvd Suite 201, Daly City, CA 94015
Registered with this firm since 4/18/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
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11/06/2014 - 05/16/2024 NI ADVISORS (CRD#:134502) Daly City, CA
B
01/07/2014 - 05/16/2024 NI ADVISORS (CRD#:134502) Daly City, CA
B
01/14/2011 - 12/12/2012 NI ADVISORS (CRD#:134502) MILPITAS, CA
B
09/03/2007 - 02/25/2009 WORLD GROUP SECURITIES, INC. (CRD#:114473) BURLINGAME, CA
B
09/26/2005 - 02/21/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
IA
01/31/2005 - 09/29/2005 AXA ADVISORS, LLC (CRD#:6627) SAN FRANCISCO, CA
B
12/06/2004 - 09/29/2005 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.