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THERESA BURSEY
THERESA SANTANIELLO
CRD#: 4868668
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 St. Petersburg, FL
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2022 - Present (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - 2022 (9 years)BUBS GLOBAL ASSET MANAGEMENT (U... (CRD# 583)2006 - 2012 (6 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2016 - 2022 (5 years)
Disclosure(s)
View By:
11/2/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 8/17/2022

IA
Florida 8/18/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
St. Petersburg, FL
Registered with this firm since 8/18/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
St. Petersburg, FL
Registered with this firm since 8/17/2022

Previous Registration(s)
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IA
09/16/2016 - 08/01/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) ST. PETERSBURG, FL
B
09/12/2012 - 08/01/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) ST. PETERSBURG, FL
B
03/16/2006 - 09/13/2012 UBS GLOBAL ASSET MANAGEMENT (US) INC. (CRD#:583) NEW YORK, NY
IA
12/20/2005 - 03/23/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
09/08/2005 - 03/23/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.