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NICHOLAS EDWARD CORTAZZO
CRD#: 4868097
IA
B
PNC INVESTMENTSCRD#: 129052 451 CLAIRTON BOULEVARD
PITTSBURGH, PA 15236
PITTSBURGH, PA 15236
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 8/24/2016
IA
Pennsylvania 11/6/2013
B
Florida 11/7/2013
B
Texas 5/31/2018
B
North Carolina 1/9/2015
B
West Virginia 8/9/2016
B
Pennsylvania 11/6/2013
SRO Registrations
B
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IA
Registered with this firm since 11/6/2013
B
Registered with this firm since 11/6/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/30/2009 - 10/03/2013 | PITTSBURGH, PA | |
B | 11/30/2009 - 10/03/2013 | PITTSBURGH, PA | |
IA | 01/21/2005 - 12/02/2009 | SEWICKLEY, PA | |
B | 01/06/2005 - 12/02/2009 | SEWICKLEY, PA | |
B | 01/06/2005 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.