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Detailed Report
Anthony Michael Tangredi
ANTHONY M TANGREDI
CRD#: 4867559
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2679 Route 17M
Suite C
Goshen, NY 10924
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2679 Route 17M
Suite C
Goshen, NY 10924
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2017 (12 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Connecticut 6/21/2017
B
New York 6/21/2017
B
Florida 6/21/2017
IA
New York 6/14/2021
B
Maryland 10/13/2023
B
North Carolina 2/7/2022
B
New Hampshire 4/5/2022
B
Pennsylvania 6/21/2017
B
New Jersey 9/5/2018
B
South Carolina 2/12/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
2679 Route 17M Suite C, Goshen, NY 10924
Registered with this firm since 7/18/2017
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
2679 Route 17M Suite C, Goshen, NY 10924
Registered with this firm since 6/21/2017
Previous Registration(s)
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IA
 04/13/2005 - 06/22/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIDDLETOWN, NY
B
 01/26/2005 - 06/22/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIDDLETOWN, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.