Individual Firm
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CAROLINE A MACOMBER
CAROLINE A HIGGINS, CAROLINE HIGGINS, Caroline Anne Macomber
CRD#: 4867534
IA
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GLOBAL RETIREMENT PARTNERS LLCCRD#: 172011 2000 Chapel View Blvd.
Cranston, RI 02920
Cranston, RI 02920
0
Disclosures
17
Years of Experience
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State Registrations
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Massachusetts 10/17/2024
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Rhode Island 12/19/2024
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Registered with this firm since 10/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/01/2022 - 08/02/2022 | Shrewsbury, MA | |
B | 01/21/2022 - 08/02/2022 | RALEIGH, NC | |
IA | 05/07/2010 - 10/12/2021 | COLUMBUS, OH | |
B | 04/14/2010 - 10/12/2021 | COLUMBUS, OH | |
B | 11/19/2007 - 02/04/2010 | WALTHAM, MA | |
B | 02/10/2005 - 11/16/2007 | WELLESLEY, MA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.