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John T O'Shea
JOHN T. O'SHEA, John T OShea
CRD#: 4866899
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 9900 Clayton Rd
Saint Louis, MO 63124
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)IATIAA-CREF ADVICE AND PLANNING ... (CRD# 20472)2005 - 2007 (2 years)
License(s)

State Registrations

B
Alabama 11/21/2022

IA
Missouri 4/5/2022

B
Arizona 11/21/2022

B
Nevada 11/21/2022

B
California 11/16/2022

B
New Mexico 11/21/2022

B
Colorado 8/17/2022

B
New York 11/16/2022

B
Connecticut 11/16/2022

B
North Carolina 11/21/2022

B
Florida 11/16/2022

B
North Dakota 11/21/2022

B
Georgia 11/21/2022

B
Oklahoma 11/21/2022

B
Hawaii 1/13/2025

B
Pennsylvania 11/21/2022

B
Illinois 11/21/2022

B
Tennessee 4/25/2023

B
Kentucky 11/11/2024

B
Texas 11/16/2022

B
Maine 6/22/2023

IA
Texas 11/21/2022

B
Massachusetts 11/21/2022

B
Utah 11/21/2022

B
Michigan 11/16/2022

B
Washington 6/13/2023

B
Minnesota 5/10/2023

B
Wisconsin 11/21/2022

B
Missouri 4/5/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
9900 Clayton Rd, Saint Louis, MO 63124
Registered with this firm since 4/5/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
9900 Clayton Rd, Saint Louis, MO 63124
Registered with this firm since 2/16/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/30/2005 - 12/31/2007 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.