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LISA ANN KOONTZ
CRD#: 4866172
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2900 W. ALAMEDA AVE
STE 150
BURBANK, CA 91505
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2900 W. ALAMEDA AVE, STE 150
BURBANK, CA 91505-4216
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - Present (13 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2009 (4 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2009 (4 years)
License(s)

State Registrations

B
California 10/25/2011

B
Texas 11/17/2020

IA
California 7/13/2018

IA
Texas 9/9/2022

B
Connecticut 5/1/2023

B
Utah 11/17/2020

B
Massachusetts 11/17/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
2900 W. ALAMEDA AVE STE 150, BURBANK, CA 91505
GLENDALE, CA
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2900 W. ALAMEDA AVE, STE 150, BURBANK, CA 91505-4216
GLENDALE, CA
Registered with this firm since 10/25/2011

Previous Registration(s)
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IA
01/18/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) BURBANK, CA
IA
06/01/2009 - 09/07/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) OXNARD, CA
B
06/01/2009 - 09/07/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) OXNARD, CA
IA
01/05/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OXNARD, CA
B
11/18/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OXNARD, CA
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B
Broker
IA
Investment Adviser
Disclosures
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