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CHRISTOPHER TAYLOR SHIBLEY
CRD#: 4865623
IA
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MORGAN STANLEYCRD#: 149777 6565 Americas Parkway
Suite 400
Albuquerque, NM 87110
Suite 400
Albuquerque, NM 87110
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 6/22/2018
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Missouri 6/22/2018
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Alaska 6/22/2018
B
Montana 3/26/2025
B
Arizona 6/22/2018
B
Nevada 6/22/2018
B
Arkansas 6/22/2018
B
New Mexico 11/3/2014
B
California 1/6/2016
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New Mexico 11/3/2014
B
Colorado 11/3/2014
B
New York 6/22/2018
B
Connecticut 7/24/2024
B
North Carolina 6/23/2018
B
Florida 6/22/2018
B
Ohio 6/25/2018
B
Georgia 6/22/2018
B
Oklahoma 6/22/2018
B
Hawaii 11/3/2014
B
Oregon 6/22/2018
B
Idaho 6/22/2018
B
Pennsylvania 6/22/2018
B
Illinois 6/22/2018
B
South Carolina 3/23/2021
B
Indiana 6/22/2018
B
South Dakota 6/22/2018
B
Iowa 3/23/2021
B
Tennessee 6/22/2018
B
Kansas 6/22/2018
B
Texas 6/22/2018
B
Kentucky 6/22/2018
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Texas 3/11/2020
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Louisiana 6/22/2018
B
Utah 6/5/2012
B
Maryland 6/22/2018
B
Vermont 11/18/2021
B
Massachusetts 6/22/2018
B
Virginia 6/22/2018
B
Michigan 6/22/2018
B
Washington 6/22/2018
B
Minnesota 2/10/2025
B
Wisconsin 3/23/2021
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Mississippi 3/23/2021
B
Wyoming 2/2/2018
SRO Registrations
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IA
Registered with this firm since 6/5/2012
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Registered with this firm since 6/5/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/22/2011 - 04/27/2012 | COLUMBUS, OH | |
B | 03/21/2011 - 04/27/2012 | COLUMBUS, OH | |
IA | 02/11/2010 - 06/23/2010 | BOISE, ID | |
B | 12/15/2009 - 06/23/2010 | BOISE, ID | |
B | 11/09/2006 - 09/09/2009 | DAYTON, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.