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Detailed Report
TAMMY R ASHTON
CRD#: 4865605
IA
Investment Adviser
B
Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 5832 NORTH KNOXVILLE AVENUE
SUITE B
PEORIA, IL 61614
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)IABENJAMIN F. EDWARDS & COMPANY,... (CRD# 146936)2010 - Present (14 years)BBENJAMIN F. EDWARDS & COMPANY,... (CRD# 146936)2009 - Present (15 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)IABFE ASSET MANAGEMENT, LLC (CRD# 148578)2009 - 2010 (<1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2006 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 2/14/2021
B
Kentucky 1/4/2017
B
Colorado 2/14/2021
B
Missouri 5/8/2013
B
Connecticut 2/14/2021
B
North Carolina 1/27/2015
B
Florida 5/8/2013
B
Ohio 5/8/2013
B
Georgia 1/27/2015
B
South Carolina 2/14/2021
B
Illinois 12/9/2009
B
Texas 1/27/2015
IA
Illinois 5/24/2010
B
Virginia 5/8/2013
B
Indiana 2/14/2021
B
Wisconsin 2/14/2021
B
Iowa 1/4/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
5832 NORTH KNOXVILLE AVENUE SUITE B, PEORIA, IL 61614
Registered with this firm since 5/24/2010
B
BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
5832 NORTH KNOXVILLE AVENUE SUITE B, PEORIA, IL 61614
Registered with this firm since 12/9/2009
Previous Registration(s)
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IA
 12/09/2009 - 05/24/2010 BFE ASSET MANAGEMENT, LLC (CRD#:148578) ST. LOUIS, MO
IA
 01/01/2008 - 12/10/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) PEORIA, IL
B
 01/01/2008 - 12/10/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) PEORIA, IL
B
 12/21/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) PEORIA, IL
IA
 08/30/2006 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) PEORIA, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.