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Detailed Report
Matthew Joseph Morzy
MATTHEW J MORZY
CRD#: 4865578
IA
Investment Adviser
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Previous Broker
ANNEX WEALTH MANAGEMENT, LLCCRD#: 127987 17950 W. CORPORATE DRIVE
SUITE 300
BROOKFIELD, WI 53045
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - 2014 (<1 year)IAANNEX WEALTH MANAGEMENT, LLC (CRD# 127987)2017 - Present (8 years)BH. BECK, INC. (CRD# 1763)2017 - 2018 (1 year)BSCOTTRADE, INC. (CRD# 8206)2014 - 2016 (2 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2013 - 2013 (<1 year)BSCOTTRADE, INC. (CRD# 8206)2005 - 2012 (7 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2016 - 2016 (<1 year)
License(s)

State Registrations

IA
Wisconsin 1/10/2017
Current Registration(s)
IA
ANNEX WEALTH MANAGEMENT, LLC (CRD#:127987)
17950 W. CORPORATE DRIVE SUITE 300, BROOKFIELD, WI 53045
Registered with this firm since 1/10/2017
Previous Registration(s)
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 01/03/2017 - 12/31/2018 H. BECK, INC. (CRD#:1763) ELM GROVE, WI
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 06/28/2016 - 12/09/2016 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
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 08/08/2014 - 12/09/2016 SCOTTRADE, INC. (CRD#:8206) DELAFIELD, WI
IA
 01/22/2014 - 07/28/2014 PNC INVESTMENTS (CRD#:129052) CUDAHY, WI
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 01/22/2014 - 07/28/2014 PNC INVESTMENTS (CRD#:129052) CUDAHY, WI
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 04/29/2013 - 12/20/2013 PRUCO SECURITIES, LLC. (CRD#:5685) WAUWATOSA, WI
B
 11/09/2005 - 11/29/2012 SCOTTRADE, INC. (CRD#:8206) BROOKFIELD, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.