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Detailed Report
SARAH M CATO
SARAH MAIER CATO, SARA IVAN HATCHER MISS, SARAH IVAN MAIER MRS.
CRD#: 4865357
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 12110 Sunset Hills Road
Suite 340
RESTON, VA 20190
Registration History
20062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2006 - Present (19 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2005 - Present (19 years)
License(s)

State Registrations

B
California 2/7/2025
IA
Massachusetts 1/15/2020
B
Connecticut 11/13/2023
B
New York 2/1/2022
IA
Connecticut 11/13/2023
B
North Carolina 7/26/2006
B
District of Columbia 5/18/2007
B
Pennsylvania 3/30/2018
IA
District of Columbia 5/29/2007
IA
Pennsylvania 3/30/2018
B
Florida 1/6/2014
B
South Carolina 3/17/2016
B
Maryland 11/17/2005
B
Virginia 1/4/2006
IA
Maryland 1/9/2006
IA
Virginia 1/9/2006
B
Massachusetts 1/3/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
12110 Sunset Hills Road Suite 340, RESTON, VA 20190
Potomac, MD
Registered with this firm since 1/9/2006
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
12110 Sunset Hills Road Suite 340, RESTON, VA 20190
Potomac, MD
Registered with this firm since 9/8/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.