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WILLIAM JOSEPH SHERRY III
CRD#: 4864768
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE NORTH LASALLE STREET
CHICAGO, IL 60602
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ONE NORTH LASALLE STREET
CHICAGO, IL 60602
Registration History
20062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2005 - Present (19 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2016 - 2018 (2 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2007 - 2016 (9 years)
Disclosure(s)
View By:
9/4/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 6/19/2012

B
Michigan 1/10/2017

B
Illinois 3/8/2016

B
Texas 8/15/2016

IA
Illinois 7/13/2018

IA
Texas 9/11/2022

B
Indiana 3/8/2016

B
Utah 8/17/2016

B
Iowa 1/10/2017

B
Wisconsin 3/8/2016

B
Massachusetts 8/12/2016

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE NORTH LASALLE STREET, CHICAGO, IL 60602
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ONE NORTH LASALLE STREET, CHICAGO, IL 60602
ELMHURST, IL
Registered with this firm since 7/12/2005

Previous Registration(s)
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IA
03/09/2016 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) CHICAGO, IL
IA
01/03/2007 - 03/08/2016 STRATEGIC ADVISERS, INC. (CRD#:104555) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.