• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHARLES VINCENT SULLIVAN
CRD#: 4863871
IA
Investment Adviser
B
Broker
BOLTON GLOBAL ASSET MANAGEMENTCRD#: 129376 59 LOWES WAY
SUITE 402
LOWELL, MA 01851
BOLTON GLOBAL CAPITALCRD#: 15650 30 MASSACHUSETTS AVENUE
SUITE 104
NORTH ANDOVER, MA 01845
Registration History
200420062008201020122014201620182020202220242026IABOLTON GLOBAL ASSET MANAGEMENT (CRD# 129376)2007 - Present (18 years)BBOLTON GLOBAL CAPITAL (CRD# 15650)2004 - Present (20 years)
License(s)

State Registrations

B
Maine 1/7/2011

IA
New Hampshire 3/27/2007

B
Massachusetts 11/19/2004

B
New York 2/2/2017

IA
Massachusetts 1/12/2007

B
Rhode Island 2/11/2009

B
New Hampshire 3/17/2005

B
Virgin Islands 1/11/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BOLTON GLOBAL ASSET MANAGEMENT (CRD#:129376)
59 LOWES WAY SUITE 402, LOWELL, MA 01851
30 Massachusetts Ave SUITE 104, North Andover, MA 01845
Registered with this firm since 1/12/2007

B
BOLTON GLOBAL CAPITAL (CRD#:15650)
30 MASSACHUSETTS AVENUE SUITE 104, NORTH ANDOVER, MA 01845
59 LOWES WAY SUITE 402, LOWELL, MA 01851
Registered with this firm since 11/19/2004

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.