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MELISSA ANN JONES
Melissa A Jones, MELISSA ANN VAN VEGHEL
CRD#: 4863240
IA
Investment Adviser
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Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 Menasha, WI
Registration History
200620082010201220142016201820202022202420262 FIRMS2018 - 2019 (1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - 2024 (1 year)4 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2021 - 2022 (<1 year)BPAYCHEX SECURITIES CORPORATION (CRD# 39733)2019 - 2021 (2 years)BADP BROKER-DEALER, INC. (CRD# 37693)2014 - 2017 (3 years)BGWFS EQUITIES, INC. (CRD# 13109)2005 - 2005 (<1 year)
License(s)

State Registrations

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Arizona 10/2/2024

B
Missouri 5/10/2024

B
Illinois 5/10/2024

B
Texas 1/27/2025

B
Kansas 5/10/2024

IA
Texas 1/27/2025

B
Michigan 5/10/2024

B
Wisconsin 5/10/2024

B
Minnesota 5/10/2024

IA
Wisconsin 5/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
Menasha, WI
Registered with this firm since 5/21/2024

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PRINCIPAL SECURITIES, INC. (CRD#:1137)
Menasha, WI
Registered with this firm since 5/10/2024

Previous Registration(s)
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IA
04/08/2024 - 04/24/2024 PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031) WAUSAU, WI
B
04/08/2024 - 04/24/2024 PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031) WAUSAU, WI
IA
01/19/2024 - 03/28/2024 OSAIC WEALTH, INC. (CRD#:23131) DE PERE, WI
B
01/19/2024 - 03/28/2024 OSAIC WEALTH, INC. (CRD#:23131) DE PERE, WI
IA
10/14/2022 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DE PERE, WI
B
10/14/2022 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DE PERE, WI
IA
08/01/2022 - 10/14/2022 INDEPENDENT FINANCIAL PARTNERS (CRD#:125112) Wauwatosa, WI
B
06/01/2022 - 10/14/2022 IFP SECURITIES, LLC (CRD#:297287) Wauwatosa, WI
B
11/18/2021 - 06/10/2022 LPL FINANCIAL LLC (CRD#:6413) MILWAUKEE, WI
B
07/19/2019 - 11/12/2021 PAYCHEX SECURITIES CORPORATION (CRD#:39733) ROCHESTER, NY
IA
05/04/2018 - 07/10/2019 TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319) Appleton, WI
B
01/08/2018 - 07/10/2019 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) HARRISON, NY
B
08/09/2014 - 12/31/2017 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
B
01/26/2005 - 12/16/2005 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.