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BENJAMIN I KATZ
BEN I KATZ, BENJAMIN ISAAC KATZ
CRD#: 4862913
IA
B
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Suite 8600
Chicago, IL 60606
0
Disclosures
20
Years of Experience
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State Registrations
B
Alabama 6/1/2009
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Nebraska 6/1/2009
B
Alaska 6/1/2009
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Hampshire 6/1/2009
B
Arkansas 6/1/2009
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 6/1/2009
B
North Dakota 6/1/2009
B
District of Columbia 6/1/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 6/1/2009
B
Georgia 6/1/2009
B
Oregon 6/1/2009
B
Hawaii 6/1/2009
B
Pennsylvania 6/1/2009
B
Idaho 6/1/2009
B
Puerto Rico 6/1/2009
B
Illinois 6/1/2009
B
Rhode Island 6/1/2009
IA
Illinois 6/1/2009
B
South Carolina 6/1/2009
B
Indiana 6/1/2009
B
South Dakota 6/1/2009
B
Iowa 6/1/2009
B
Tennessee 6/1/2009
B
Kansas 6/1/2009
B
Texas 6/1/2009
B
Kentucky 6/1/2009
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Texas 1/20/2015
B
Louisiana 6/1/2009
B
Utah 6/1/2009
B
Maine 6/1/2009
B
Vermont 6/1/2009
B
Maryland 6/1/2009
B
Virgin Islands 6/1/2009
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Minnesota 6/1/2009
B
West Virginia 6/1/2009
B
Mississippi 6/1/2009
B
Wisconsin 6/1/2009
B
Missouri 6/1/2009
B
Wyoming 6/1/2009
B
Montana 6/1/2009
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/05/2005 - 06/01/2009 | CHICAGO, IL | |
B | 11/19/2004 - 06/01/2009 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.