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Tory James McMullen
CRD#: 4862910
IA
B
EDWARD JONESCRD#: 250 720 N ST JOSEPH ST
J2, UNIT 65
SUTTONS BAY, MI 49682
J2, UNIT 65
SUTTONS BAY, MI 49682
0
Disclosures
20
Years of Experience
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State Registrations
B
Alabama 9/11/2019
B
Montana 5/14/2021
B
Colorado 8/2/2010
B
New Hampshire 3/21/2024
B
Florida 11/7/2007
B
New Mexico 3/11/2024
B
Georgia 12/19/2006
B
North Carolina 6/27/2023
B
Hawaii 4/9/2020
B
Ohio 4/23/2013
B
Illinois 8/23/2016
B
South Carolina 9/26/2023
B
Indiana 3/28/2016
B
Tennessee 2/21/2017
B
Kentucky 9/24/2019
B
Texas 11/15/2013
B
Maryland 4/17/2017
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Texas 12/11/2018
B
Massachusetts 4/11/2014
B
Utah 5/15/2015
B
Michigan 12/15/2004
B
Virginia 2/25/2009
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Michigan 5/12/2010
B
Washington 3/15/2021
B
Minnesota 3/7/2013
SRO Registrations
B
B
B
B
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Registered with this firm since 5/12/2010
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Registered with this firm since 11/30/2004
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.