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JOSEPH MICHAEL ALVAREZ
JOE ALVAREZ
CRD#: 4862526
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 Abenaki Professional Park
1662 Post Road, Unit B10
Wells, ME 04090
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (2 years)2 FIRMS2013 - Present (11 years)BTRIAD ADVISORS, INC. (CRD# 25803)2007 - 2013 (6 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2005 - 2006 (1 year)IANVEST FINANCIAL GROUP, LLC (CRD# 128868)2013 - 2016 (2 years)IAVANCEGRAY WEALTH MANAGEMENT, INC. (CRD# 142613)2012 - 2013 (1 year)
License(s)

State Registrations

B
California 10/4/2013

B
Massachusetts 4/8/2013

B
Florida 5/6/2013

B
New Hampshire 4/8/2013

B
Idaho 5/6/2013

B
New Mexico 4/8/2013

B
Maine 4/8/2013

B
Pennsylvania 1/24/2025

IA
Maine 4/8/2013

B
Tennessee 11/21/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Abenaki Professional Park 1662 Post Road, Unit B10, Wells, ME 04090
Kennebunk, ME
Registered with this firm since 4/8/2013

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Abenaki Professional Park 1662 Post Road, Unit B10, Wells, ME 04090
Kennebunk, ME
Registered with this firm since 4/8/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/23/2013 - 03/18/2016 NVEST FINANCIAL GROUP, LLC (CRD#:128868) PORTSMOUTH, NH
IA
04/05/2012 - 05/06/2013 VANCEGRAY WEALTH MANAGEMENT, INC. (CRD#:142613) BANGOR, ME
B
02/05/2007 - 04/10/2013 TRIAD ADVISORS, INC. (CRD#:25803) BANGOR, ME
IA
02/23/2005 - 01/10/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BANGOR, ME
B
01/12/2005 - 01/10/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BANGOR, ME
B
01/12/2005 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.