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Detailed Report
TODD BROWARD MATLACK
TODD B MATLACK
CRD#: 4862024
IA
Investment Adviser
B
Broker
INVESCO ADVISERS, INC.CRD#: 105360 Doylestown, PA
INVESCO DISTRIBUTORS, INC.CRD#: 7369 DOYLESTOWN, PA
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (2 years)2 FIRMS2011 - Present (13 years)BVICTORY CAPITAL ADVISERS, INC. (CRD# 37059)2007 - 2011 (4 years)IAVICTORY CAPITAL MANAGEMENT INC. (CRD# 106189)2008 - 2011 (3 years)
License(s)

State Registrations

B
Alabama 12/15/2016
B
Nebraska 12/15/2016
B
Alaska 12/15/2016
B
Nevada 12/15/2016
B
Arizona 12/15/2016
B
New Hampshire 12/15/2016
B
Arkansas 12/15/2016
B
New Jersey 12/15/2016
B
California 12/15/2016
B
New Mexico 12/15/2016
B
Colorado 12/15/2016
B
New York 11/11/2013
B
Connecticut 12/15/2016
B
North Carolina 12/16/2016
B
Delaware 1/21/2016
B
North Dakota 12/15/2016
B
District of Columbia 11/8/2016
B
Ohio 11/29/2011
B
Florida 12/15/2016
B
Oklahoma 12/15/2016
B
Georgia 12/15/2016
B
Oregon 12/15/2016
B
Hawaii 12/15/2016
B
Pennsylvania 11/29/2011
B
Idaho 12/15/2016
IA
Pennsylvania 11/30/2011
B
Illinois 12/15/2016
B
Puerto Rico 12/15/2016
B
Indiana 12/15/2016
B
Rhode Island 12/15/2016
B
Iowa 12/15/2016
B
South Carolina 12/15/2016
B
Kansas 12/15/2016
B
South Dakota 12/15/2016
B
Kentucky 11/29/2011
B
Tennessee 12/15/2016
B
Louisiana 12/15/2016
B
Texas 12/15/2016
B
Maine 12/15/2016
B
Utah 12/15/2016
B
Maryland 11/8/2016
B
Vermont 12/15/2016
B
Massachusetts 12/15/2016
B
Virgin Islands 12/15/2016
B
Michigan 12/15/2016
B
Virginia 11/8/2016
B
Minnesota 12/15/2016
B
Washington 12/15/2016
B
Mississippi 12/15/2016
B
West Virginia 11/29/2011
B
Missouri 12/15/2016
B
Wisconsin 12/15/2016
B
Montana 12/15/2016
B
Wyoming 12/15/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INVESCO ADVISERS, INC. (CRD#:105360)
Doylestown, PA
Registered with this firm since 11/30/2011
B
INVESCO DISTRIBUTORS, INC. (CRD#:7369)
DOYLESTOWN, PA
Registered with this firm since 11/29/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/25/2008 - 11/14/2011 VICTORY CAPITAL MANAGEMENT INC. (CRD#:106189) SAN ANTONIO, TX
B
 04/05/2007 - 11/14/2011 VICTORY CAPITAL ADVISERS, INC. (CRD#:37059) CLEVELAND, OH
IA
 03/14/2005 - 02/20/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) PENNINGTON, NJ
B
 01/12/2005 - 02/20/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.