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ELLIOT BLOCH
ELLIOT A BLOCH
CRD#: 4860879
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 410 S Rampart Blvd
Suite 390
Las Vegas, NV 89145
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BBRIGHT TRADING, LLC (CRD# 34702)2009 - 2010 (1 year)
License(s)

State Registrations

B
Alabama 5/23/2024

B
Montana 5/23/2024

B
Alaska 5/23/2024

B
Nebraska 5/23/2024

B
Arizona 5/23/2024

B
Nevada 5/23/2024

B
California 5/23/2024

IA
Nevada 5/23/2024

B
Colorado 5/23/2024

B
New Mexico 5/23/2024

B
Connecticut 5/23/2024

B
New York 5/23/2024

B
Delaware 5/23/2024

B
North Carolina 6/3/2024

B
Florida 5/23/2024

B
Ohio 5/23/2024

B
Georgia 5/23/2024

B
Oklahoma 5/23/2024

B
Hawaii 5/23/2024

B
Oregon 5/23/2024

B
Idaho 5/23/2024

B
Pennsylvania 5/23/2024

B
Illinois 5/23/2024

B
Rhode Island 5/23/2024

B
Indiana 5/23/2024

B
South Carolina 5/23/2024

B
Iowa 5/23/2024

B
South Dakota 5/23/2024

B
Louisiana 5/23/2024

B
Texas 5/23/2024

B
Maryland 5/23/2024

IA
Texas 5/23/2024

B
Massachusetts 5/23/2024

B
Utah 5/23/2024

B
Michigan 5/23/2024

B
Virginia 5/23/2024

B
Minnesota 5/23/2024

B
Washington 5/23/2024

B
Mississippi 5/23/2024

B
Wisconsin 5/23/2024

B
Missouri 5/23/2024

B
Wyoming 5/23/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
410 S Rampart Blvd Suite 390, Las Vegas, NV 89145
Registered with this firm since 5/23/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
410 S Rampart Blvd Suite 390, Las Vegas, NV 89145
Registered with this firm since 5/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/21/2022 - 05/24/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) Las Vegas, NV
B
10/18/2022 - 05/24/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) Las Vegas, NV
B
06/04/2009 - 08/11/2010 BRIGHT TRADING, LLC (CRD#:34702) HENDERSON, NV
IA
01/10/2007 - 02/19/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) LAS VEGAS, NV
B
01/10/2007 - 02/19/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) LAS VEGAS, NV
IA
12/05/2005 - 01/23/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAS VEGAS, NV
B
12/05/2005 - 01/23/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAS VEGAS, NV
IA
11/08/2004 - 11/07/2005 M. L. STERN & CO, LLC. (CRD#:8327) HENDERSON, NV
B
10/21/2004 - 11/07/2005 M.L. STERN & CO., LLC. (CRD#:8327) BEVERLY HILLS, CA
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Broker
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Investment Adviser
Disclosures
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