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Detailed Report
JUAN CARLOS SALAZAR
CRD#: 4859034
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Investment Adviser
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Previous Broker
FIDUCIA WEALTH MANAGEMENTCRD#: 309571 150 S. LOS ROBLES AVE
SUITE 468
PASADENA, CA 91101
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2010 - 2010 (<1 year)2 FIRMS2010 - 2020 (9 years)IAFIDUCIA WEALTH MANAGEMENT (CRD# 309571)2020 - Present (4 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2004 - 2010 (5 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2007 - 2009 (2 years)
Disclosure(s)
View By:
3/27/2008
Customer Dispute
Settled
License(s)

State Registrations

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California 7/27/2020
Current Registration(s)
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FIDUCIA WEALTH MANAGEMENT (CRD#:309571)
150 S. LOS ROBLES AVE SUITE 468, PASADENA, CA 91101
Registered with this firm since 7/27/2020
Previous Registration(s)
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 09/28/2010 - 08/05/2020 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
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 09/24/2010 - 08/05/2020 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
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 09/02/2010 - 09/09/2010 SPC (CRD#:110692) ARCADIA, CA
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 09/02/2010 - 09/09/2010 SAMMONS SECURITIES COMPANY, LLC (CRD#:115368) ARCADIA, CA
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 01/12/2010 - 09/07/2010 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ARCADIA, CA
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 12/16/2004 - 09/07/2010 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ARCADIA, CA
IA
 01/05/2007 - 12/31/2009 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ARCADIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.