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Detailed Report
BENJAMIN ALFRED LEMON
BENJAMIN LEMON
CRD#: 4858906
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 16 N MARENGO AVE STE 409
PASADENA, CA 91101-6111
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2021 (16 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 7/21/2021
B
Texas 7/21/2021
B
California 7/21/2021
IA
Texas 7/21/2021
IA
California 7/21/2021
B
Washington 7/21/2021
B
Florida 7/21/2021
IA
Washington 7/21/2021
IA
Florida 7/21/2021
B
Wisconsin 7/21/2021
B
Ohio 9/19/2022
IA
Wisconsin 7/21/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
16 N MARENGO AVE STE 409, PASADENA, CA 91101-6111
Registered with this firm since 7/21/2021
B
LPL FINANCIAL LLC (CRD#:6413)
16 N MARENGO AVE STE 409, PASADENA, CA 91101-6111
Registered with this firm since 7/21/2021
Previous Registration(s)
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IA
 12/06/2004 - 07/21/2021 WADDELL & REED (CRD#:866) PASADENA, CA
B
 10/08/2004 - 07/21/2021 WADDELL & REED (CRD#:866) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.