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DIANA M LEON
CRD#: 4857407
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 9711 WASHINGTONIAN BLVD.
SUITE 550
GAITHERSBURG, MD 20878
Registration History
2010201220142016201820202022202420262 FIRMS2015 - 2018 (2 years)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2018 - 2024 (5 years)2 FIRMS2024 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2015 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2015 (5 years)
Disclosure(s)
View By:
4/20/2015
Employment Separation After Allegations
License(s)

State Registrations

B
California 1/19/2024

B
New Hampshire 5/7/2024

IA
California 1/22/2024

B
North Carolina 1/19/2024

B
District of Columbia 1/19/2024

B
Pennsylvania 5/3/2024

B
Florida 1/19/2024

B
South Carolina 1/19/2024

IA
Florida 9/9/2024

B
Texas 1/19/2024

B
Georgia 1/19/2024

IA
Texas 1/22/2024

B
Maryland 1/19/2024

B
Virginia 1/19/2024

IA
Maryland 1/22/2024

IA
Virginia 1/22/2024

B
Minnesota 5/3/2024

B
West Virginia 5/9/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
9711 WASHINGTONIAN BLVD. SUITE 550, GAITHERSBURG, MD 20878
Registered with this firm since 1/22/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
9711 WASHINGTONIAN BLVD. SUITE 550, GAITHERSBURG, MD 20878
Registered with this firm since 1/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/11/2018 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) GAITHERSBURG, MD
B
07/11/2018 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) GAITHERSBURG, MD
IA
06/02/2022 - 06/13/2022 LPL FINANCIAL LLC (CRD#:6413) ROCKVILLE, MD
B
06/02/2022 - 06/13/2022 LPL FINANCIAL LLC (CRD#:6413) ROCKVILLE, MD
IA
01/02/2015 - 07/11/2018 CAPITAL ONE ADVISORS, LLC (CRD#:136865) Silver Spring, MD
B
09/21/2015 - 07/11/2018 CAPITAL ONE INVESTING, LLC (CRD#:45744) McLean, VA
IA
01/05/2010 - 05/07/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) POTOMAC, MD
B
11/30/2009 - 05/07/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) POTOMAC, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.