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Detailed Report
PER ARILD BAKKEN
PER BAKKEN
CRD#: 4857364
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1301 A Street
Suite 300
Tacoma, WA 98402
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2011 (6 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Arizona 10/13/2011
B
North Carolina 5/24/2021
B
California 10/13/2011
B
Oregon 5/28/2019
IA
California 4/15/2021
B
South Carolina 3/10/2023
B
Colorado 3/24/2015
B
Texas 11/19/2019
B
Florida 1/7/2025
IA
Texas 2/25/2020
B
Idaho 10/13/2011
B
Virginia 1/18/2024
B
Montana 10/13/2011
B
Washington 10/7/2011
B
Nevada 1/22/2020
IA
Washington 10/7/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1301 A Street Suite 300, Tacoma, WA 98402
San Clemente, CA
Registered with this firm since 10/7/2011
B
MORGAN STANLEY (CRD#:149777)
1301 A Street Suite 300, Tacoma, WA 98402
San Clemente, CA
Registered with this firm since 10/7/2011
Previous Registration(s)
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IA
 02/08/2005 - 10/12/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TACOMA, WA
B
 01/21/2005 - 10/12/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TACOMA, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.