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RYAN DOUGLAS ALSOP
CRD#: 4857071
IA
Investment Adviser
B
Broker
NORTHERN TRUST SECURITIES, INCCRD#: 7927 333 South Wabash Avenue
34th Floor
CHICAGO, IL 60604
Registration History
200420062008201020122014201620182020202220242026IANORTHERN TRUST SECURITIES, INC (CRD# 7927)2023 - Present (1 year)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2004 - 2016 (11 years)
License(s)

State Registrations

B
Alabama 6/21/2023

B
Montana 6/26/2023

B
Alaska 7/11/2023

B
Nebraska 6/21/2023

B
Arizona 6/27/2023

B
Nevada 6/27/2023

B
Arkansas 6/21/2023

B
New Hampshire 6/21/2023

B
California 6/21/2023

B
New Jersey 7/27/2023

B
Colorado 6/22/2023

B
New Mexico 6/22/2023

B
Connecticut 6/21/2023

B
New York 6/22/2023

B
Delaware 6/30/2023

B
North Carolina 6/22/2023

B
District of Columbia 6/23/2023

B
North Dakota 6/27/2023

B
Florida 6/22/2023

B
Ohio 6/21/2023

B
Georgia 6/26/2023

B
Oklahoma 6/22/2023

B
Hawaii 6/30/2023

B
Oregon 7/3/2023

B
Idaho 6/26/2023

B
Pennsylvania 6/22/2023

B
Illinois 6/20/2023

B
Puerto Rico 7/3/2023

IA
Illinois 6/20/2023

B
Rhode Island 6/28/2023

B
Indiana 6/22/2023

B
South Carolina 7/18/2023

B
Iowa 6/22/2023

B
South Dakota 6/26/2023

B
Kansas 6/29/2023

B
Tennessee 6/22/2023

B
Kentucky 6/26/2023

B
Texas 6/22/2023

B
Louisiana 6/26/2023

B
Utah 6/22/2023

B
Maine 6/21/2023

B
Vermont 6/23/2023

B
Maryland 6/26/2023

B
Virgin Islands 6/21/2023

B
Massachusetts 6/21/2023

B
Virginia 6/22/2023

B
Michigan 6/23/2023

B
Washington 6/21/2023

B
Minnesota 6/21/2023

B
West Virginia 6/29/2023

B
Mississippi 6/21/2023

B
Wisconsin 6/21/2023

B
Missouri 6/21/2023

B
Wyoming 6/26/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST SECURITIES, INC (CRD#:7927)
333 South Wabash Avenue 34th Floor, CHICAGO, IL 60604
Registered with this firm since 6/20/2023

B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
333 South Wabash Avenue 34th Floor, CHICAGO, IL 60604
Registered with this firm since 11/29/2018

Previous Registration(s)
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B
10/11/2004 - 09/27/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.