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Detailed Report
ERIC MATTHEW MARVIN
CRD#: 4856310
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Investment Adviser
M&M WEALTH MANAGEMENT, LLCCRD#: 170859 13410 PARKER COMMONS BLVD
SUITE 101
FORT MYERS, FL 33912
Registration History
20062008201020122014201620182020202220242026IAM&M WEALTH MANAGEMENT, LLC (CRD# 170859)2014 - Present (10 years)IAJ P TURNER & COMPANY CAPITAL M... (CRD# 124446)2011 - 2014 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2011 (5 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2005 - 2006 (<1 year)
Disclosure(s)
View By:
8/24/2022
Customer Dispute
Withdrawn
License(s)

State Registrations

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Arizona 8/11/2021
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Texas 7/23/2021
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Florida 7/16/2014
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Wisconsin 7/20/2021
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Ohio 7/21/2014
Current Registration(s)
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M&M WEALTH MANAGEMENT, LLC (CRD#:170859)
13410 PARKER COMMONS BLVD SUITE 101, FORT MYERS, FL 33912
Registered with this firm since 7/16/2014
Previous Registration(s)
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 03/11/2011 - 06/20/2014 J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC (CRD#:124446) FORT MYERS, FL
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 03/23/2006 - 03/15/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT MYERS, FL
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 12/12/2005 - 02/06/2006 METLIFE SECURITIES INC. (CRD#:14251) BROADVIEW HEIGHTS, OH
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.