View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 01/25/2018 - 10/25/2024 | CHARLOTTE, NC | |
B | 01/19/2018 - 10/25/2024 | CHARLOTTE, NC | |
IA | 03/25/2015 - 01/08/2018 | CHARLOTTE, NC | |
B | 03/25/2015 - 01/08/2018 | CHARLOTTE, NC | |
IA | 10/23/2009 - 03/23/2015 | CHARLOTTE, NC | |
B | 10/23/2009 - 03/23/2015 | CHARLOTTE, NC | |
IA | 07/12/2005 - 10/23/2009 | CHARLOTTE, NC | |
B | 07/12/2005 - 10/23/2009 | CHARLOTTE, NC | |
IA | 01/14/2005 - 06/24/2005 | CHARLOTTE, NC | |
B | 11/11/2004 - 06/24/2005 | MINNEAPOLIS, MN |