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Johnathan S Frankel
JOHN FRANKEL, JOHNATHAN SAMUEL FRANKEL
CRD#: 4853767
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3401 Morse Crossing
COLUMBUS, OH 43219
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2004 - 2005 (<1 year)2 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2005 - 2005 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (6 years)
License(s)

State Registrations

B
Alabama 8/23/2019

B
Mississippi 10/1/2012

B
Arizona 10/1/2012

B
Missouri 10/1/2012

B
Arkansas 10/1/2012

B
Nevada 10/1/2012

B
California 10/1/2012

B
New Hampshire 6/27/2023

B
Colorado 10/1/2012

B
New Jersey 10/1/2012

B
Connecticut 10/1/2012

B
New Mexico 8/30/2022

B
Delaware 11/15/2023

B
New York 10/1/2012

B
Florida 10/1/2012

B
North Carolina 10/1/2012

B
Georgia 10/1/2012

B
Ohio 10/1/2012

B
Hawaii 12/18/2019

IA
Ohio 10/1/2012

B
Idaho 11/21/2019

B
Oregon 7/24/2021

B
Illinois 10/1/2012

B
Pennsylvania 10/1/2012

B
Indiana 10/1/2012

B
South Carolina 10/1/2012

B
Iowa 10/1/2012

B
Tennessee 10/1/2012

B
Kansas 10/1/2012

B
Texas 10/1/2012

B
Kentucky 10/1/2012

IA
Texas 9/23/2013

B
Louisiana 10/1/2012

B
Virginia 10/1/2012

B
Maryland 10/1/2012

B
Washington 10/1/2012

B
Massachusetts 10/1/2012

B
West Virginia 10/1/2012

B
Michigan 10/1/2012

B
Wisconsin 10/1/2012

B
Minnesota 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3401 Morse Crossing, COLUMBUS, OH 43219
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3401 Morse Crossing, COLUMBUS, OH 43219
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/13/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) POWELL, OH
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) POWELL, OH
B
04/22/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
IA
10/26/2004 - 03/11/2005 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) DUBLIN, OH
B
10/05/2004 - 03/11/2005 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/05/2004 - 03/11/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.