Individual Firm
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HENRY B ROBERTSON
H BELIN ROBERTSON III, HENRY BELIN ROBERTSON III, HENRY B ROBERTSON III, Belin Robertson
CRD#: 4852438
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 20 PACIFICA
IRVINE, CA 92618
IRVINE, CA 92618
0
Disclosures
15
Years of Experience
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State Registrations
B
California 2/28/2025
B
Idaho 3/6/2025
IA
California 2/28/2025
B
Nevada 2/28/2025
B
Delaware 3/17/2025
B
Pennsylvania 3/14/2025
B
Georgia 4/15/2025
SRO Registrations
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/28/2025
B
Registered with this firm since 2/28/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/16/2022 - 12/06/2023 | MORAGA, CA | |
IA | 05/18/2020 - 04/06/2022 | Newport Beach, CA | |
IA | 05/04/2016 - 06/01/2020 | NEWPORT BEACH, CA | |
B | 04/05/2016 - 06/01/2020 | NEWPORT BEACH, CA | |
IA | 11/07/2008 - 01/06/2014 | WILMINGTON, DE | |
B | 11/06/2008 - 01/06/2014 | WILMINGTON, DE | |
IA | 05/11/2006 - 11/18/2008 | NEWPORT BEACH, CA | |
B | 04/13/2006 - 11/18/2008 | NEWPORT BEACH, CA |
NEWPORT BEACH, CA
05/04/2016 - 06/01/2020
NEWPORT BEACH, CA
04/05/2016 - 06/01/2020
WILMINGTON, DE
11/07/2008 - 01/06/2014
WILMINGTON, DE
11/06/2008 - 01/06/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.