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Detailed Report
Kelly Gandre
CRD#: 4851483
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 3355 W Alabama St 670
Houston, TX 77098-1722
Registration History
2010201220142016201820202022202420262 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)BULTIMUS FUND DISTRIBUTORS, LLC (CRD# 104177)2018 - 2018 (<1 year)BNEUBERGER BERMAN BD LLC (CRD# 2908)2010 - 2017 (7 years)IANEUBERGER BERMAN BD LLC (CRD# 2908)2011 - 2017 (6 years)
License(s)

State Registrations

B
Arkansas 12/7/2022
B
Texas 4/1/2019
B
California 2/22/2024
IA
Texas 4/1/2019
B
Colorado 1/29/2025
B
Utah 4/14/2021
B
Oregon 5/4/2022
B
Washington 6/17/2019
B
Pennsylvania 6/17/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
3355 W Alabama St 670, Houston, TX 77098-1722
Registered with this firm since 4/1/2019
B
EDWARD JONES (CRD#:250)
3355 W Alabama St 670, Houston, TX 77098-1722
Registered with this firm since 4/1/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/11/2019 - 03/11/2019 EDWARD JONES (CRD#:250) Richardson, TX
B
 03/11/2019 - 03/11/2019 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 06/14/2018 - 12/21/2018 ULTIMUS FUND DISTRIBUTORS, LLC (CRD#:104177) CINCINNATI, OH
IA
 06/27/2011 - 10/17/2017 NEUBERGER BERMAN BD LLC (CRD#:2908) Dallas, TX
B
 08/25/2010 - 10/17/2017 NEUBERGER BERMAN BD LLC (CRD#:2908) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.