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Detailed Report
BRANDY LYNN SHINGARY-MORRIS
BRANDY LYNN SHINGARY, Brandy Lynn Shingary-Morris, BRANDY LYNN WARNER
CRD#: 4851237
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1324 POLARIS PKWY POLARIS FASHION PLACE
COLUMBUS, OH 43240
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1324 POLARIS PKWY
POLARIS FASHION PLACE
COLUMBUS, OH 43240
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2016 - 2022 (5 years)BMANNING & NAPIER INVESTOR SERV... (CRD# 26266)2009 - 2015 (6 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2007 - 2008 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2007 - 2007 (<1 year)BGWFS EQUITIES, INC. (CRD# 13109)2004 - 2006 (2 years)
License(s)

State Registrations

B
Alabama 11/18/2022
B
New Hampshire 1/6/2024
B
Alaska 1/6/2023
B
New Jersey 1/6/2023
B
Arizona 1/6/2023
B
New Mexico 1/6/2023
B
Arkansas 1/6/2024
B
New York 1/6/2023
B
California 11/17/2022
B
North Carolina 1/6/2023
B
Colorado 1/6/2023
B
North Dakota 1/6/2024
B
Connecticut 1/6/2023
B
Ohio 6/30/2022
B
Delaware 1/6/2023
IA
Ohio 8/28/2022
B
District of Columbia 1/6/2023
B
Oregon 1/6/2023
B
Florida 11/7/2022
B
Pennsylvania 1/6/2023
B
Georgia 1/6/2023
B
Puerto Rico 1/6/2024
B
Idaho 1/6/2023
B
Rhode Island 1/6/2024
B
Illinois 1/6/2023
B
South Carolina 11/8/2022
B
Indiana 11/7/2022
B
South Dakota 1/6/2023
B
Kansas 1/6/2023
B
Tennessee 11/7/2022
B
Kentucky 1/6/2023
B
Texas 6/30/2022
B
Louisiana 1/6/2023
IA
Texas 8/23/2022
B
Maryland 1/6/2023
B
Utah 1/6/2023
B
Michigan 1/6/2023
B
Vermont 1/6/2023
B
Minnesota 1/6/2023
B
Virginia 1/6/2023
B
Mississippi 1/6/2024
B
Washington 1/6/2023
B
Missouri 1/6/2023
B
West Virginia 11/7/2022
B
Nebraska 1/6/2024
B
Wisconsin 1/6/2023
B
Nevada 1/6/2023

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1324 POLARIS PKWY POLARIS FASHION PLACE, COLUMBUS, OH 43240
Registered with this firm since 8/23/2022
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1324 POLARIS PKWY POLARIS FASHION PLACE, COLUMBUS, OH 43240
COLUMBUS, OH
Registered with this firm since 6/30/2022
Previous Registration(s)
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B
 10/19/2016 - 06/01/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) COLUMBUS, OH
B
 07/28/2009 - 11/02/2015 MANNING & NAPIER INVESTOR SERVICES, INC. (CRD#:26266) DUBLIN, OH
B
 08/31/2007 - 04/28/2008 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) WESTERVILLE, OH
B
 06/19/2007 - 09/05/2007 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) COLUMBUS, OH
B
 10/06/2004 - 10/31/2006 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.