Individual Firm
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JOSEPH A WHEELER
CRD#: 4850349
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 307 N Park Ave
Winter Park, FL 32789
Winter Park, FL 32789
IFP SECURITIES, LLCCRD#: 297287 307 N PARK AVENUE
WINTER PARK, FL 32789
WINTER PARK, FL 32789
0
Disclosures
16
Years of Experience
View By:
State Registrations
IA
Arizona 10/1/2018
IA
New York 3/9/2022
IA
Connecticut 7/8/2024
IA
North Carolina 12/18/2024
IA
Florida 7/11/2018
IA
Ohio 7/2/2018
B
Florida 6/7/2019
B
Ohio 6/23/2019
IA
Georgia 7/12/2018
IA
Oklahoma 12/18/2024
IA
Kansas 1/7/2020
IA
Pennsylvania 7/2/2018
IA
Maine 7/2/2018
IA
South Carolina 1/24/2022
IA
Massachusetts 7/9/2018
IA
Texas 9/1/2021
IA
Michigan 7/6/2018
IA
Washington 7/13/2018
IA
New Hampshire 7/10/2018
SRO Registrations
B
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IA
Registered with this firm since 7/2/2018
B
Registered with this firm since 6/6/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2012 - 07/13/2018 | Maitland, FL | |
B | 06/13/2012 - 07/13/2018 | Maitland, FL | |
IA | 10/04/2010 - 07/12/2012 | AKRON, OH | |
B | 08/02/2010 - 07/12/2012 | AKRON, OH | |
B | 07/06/2005 - 02/23/2006 | DAYTON, OH | |
B | 09/14/2004 - 07/06/2005 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.