Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CHRISTOPHER ANDREW KING
CHRIS KING, CHRISTOPHER ANDREW KING MR, CHRISTOPHER KING
CRD#: 4849840
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 413 NORTHSHORE DR
KNOXVILLE, TN 37919
CETERA ADVISOR NETWORKS LLCCRD#: 13572 413 NORTHSHORE DR
KNOXVILLE, TN 37919
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2018 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - Present (6 years)BNEW ENGLAND SECURITIES (CRD# 615)2013 - 2015 (1 year)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2005 - 2007 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - 2023 (4 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 8/20/2018
B
North Carolina 8/20/2018
B
Arizona 7/27/2023
B
South Carolina 8/20/2018
B
California 1/7/2020
B
Tennessee 8/20/2018
B
Florida 7/27/2023
IA
Tennessee 6/29/2023
B
Georgia 8/9/2019
B
Texas 8/20/2018
B
Kentucky 8/20/2018
IA
Texas 6/29/2023
B
Massachusetts 8/20/2018
B
Virginia 8/20/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
413 NORTHSHORE DR, KNOXVILLE, TN 37919
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
413 NORTHSHORE DR, KNOXVILLE, TN 37919
Registered with this firm since 8/20/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/20/2018 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 03/25/2017 - 08/23/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) KNOXVILLE, TN
B
 03/25/2017 - 08/23/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) KNOXVILLE, TN
IA
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) KNOXVILLE, TN
B
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) KNOXVILLE, TN
IA
 02/10/2014 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) KNOXVILLE, TN
B
 06/10/2013 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) KNOXVILLE, TN
B
 05/19/2005 - 01/12/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) KNOXVILLE, TN
B
 02/22/2005 - 03/03/2005 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 02/22/2005 - 03/03/2005 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.