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JAMES LEE CROWE
JAMES CROWE
CRD#: 4848674
IA
Investment Adviser
B
Broker
CROWE FINANCIAL GROUP LLCCRD#: 166174 128 NORTH HIGH STREET
HILLSBORO, OH 45133
GRADIENT SECURITIES, LLCCRD#: 127701 128 NORTH HIGH STREET
HILLSBORO, OH 45133
Registration History
200420062008201020122014201620182020202220242026IACROWE FINANCIAL GROUP LLC (CRD# 166174)2018 - Present (6 years)BGRADIENT SECURITIES, LLC (CRD# 127701)2013 - Present (11 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2004 - 2013 (8 years)IACROWE FINANCIAL GROUP LLC (CRD# 166174)2013 - 2016 (2 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2008 - 2013 (5 years)
License(s)

State Registrations

B
Florida 12/5/2023

B
Ohio 7/15/2013

B
Indiana 11/4/2015

IA
Ohio 3/12/2018

B
Kentucky 6/30/2017

IA
Texas 6/20/2019

B
Michigan 12/5/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CROWE FINANCIAL GROUP LLC (CRD#:166174)
128 NORTH HIGH STREET, HILLSBORO, OH 45133
Registered with this firm since 3/12/2018

B
GRADIENT SECURITIES, LLC (CRD#:127701)
128 NORTH HIGH STREET, HILLSBORO, OH 45133
Registered with this firm since 7/15/2013

Previous Registration(s)
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07/15/2013 - 03/29/2016 CROWE FINANCIAL GROUP LLC (CRD#:166174) HILLSBORO, OH
IA
02/15/2008 - 07/12/2013 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HILLSBORO, OH
B
09/14/2004 - 07/12/2013 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HILLSBORO, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.