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JERMAINE J GOMES
JERMAINE JOHN GOMES, JOHN GOMES
CRD#: 4848643
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
INVESTMENT SOLUTIONS GROUP
CHICAGO, IL 60606
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BPACIFIC SELECT DISTRIBUTORS, INC. (CRD# 4452)2008 - 2009 (<1 year)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2005 - 2008 (3 years)BPIONEER FUNDS DISTRIBUTOR, INC. (CRD# 24497)2004 - 2005 (<1 year)
License(s)

State Registrations

B
Alabama 8/15/2017

B
Missouri 8/15/2017

B
Alaska 8/15/2017

B
Montana 8/15/2017

B
Arizona 8/15/2017

B
Nebraska 8/15/2017

B
Arkansas 8/15/2017

B
Nevada 8/15/2017

B
California 8/15/2017

B
New Hampshire 8/15/2017

B
Colorado 8/15/2017

B
New Jersey 5/4/2016

B
Connecticut 8/15/2017

B
New Mexico 8/15/2017

B
Delaware 8/15/2017

B
New York 5/6/2009

B
District of Columbia 8/15/2017

B
North Carolina 8/15/2017

B
Florida 4/21/2009

B
North Dakota 8/15/2017

IA
Florida 5/13/2009

B
Ohio 8/15/2017

B
Georgia 8/15/2017

B
Oklahoma 8/15/2017

B
Hawaii 8/15/2017

B
Oregon 8/15/2017

B
Idaho 8/15/2017

B
Pennsylvania 8/15/2017

B
Illinois 5/26/2017

B
Rhode Island 8/15/2017

IA
Illinois 9/28/2017

B
South Carolina 8/15/2017

B
Indiana 5/26/2017

B
South Dakota 8/15/2017

B
Iowa 5/30/2017

B
Tennessee 8/15/2017

B
Kansas 8/15/2017

IA
Texas 5/6/2009

B
Kentucky 8/15/2017

B
Texas 8/15/2017

B
Louisiana 8/15/2017

B
Utah 8/15/2017

B
Maine 8/15/2017

B
Vermont 8/15/2017

B
Maryland 8/15/2017

B
Virginia 8/15/2017

B
Massachusetts 8/15/2017

B
Washington 8/15/2017

B
Michigan 5/26/2017

B
West Virginia 8/15/2017

B
Minnesota 8/15/2017

B
Wisconsin 5/26/2017

B
Mississippi 8/15/2017

B
Wyoming 8/15/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR INVESTMENT SOLUTIONS GROUP, CHICAGO, IL 60606
Registered with this firm since 5/6/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR INVESTMENT SOLUTIONS GROUP, CHICAGO, IL 60606
Registered with this firm since 4/21/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/26/2008 - 02/10/2009 PACIFIC SELECT DISTRIBUTORS, INC. (CRD#:4452) NEWPORT BEACH, CA
B
06/10/2005 - 10/31/2008 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) BOSTON, MA
B
09/13/2004 - 05/18/2005 PIONEER FUNDS DISTRIBUTOR, INC. (CRD#:24497) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.