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Detailed Report
ANDREW SCOTT PINCUS
ANDREW S PINCUS
CRD#: 4847752
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1200 N Federal Hwy, Suite 200
Boca Raton, FL 33432
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1200 N Federal Highway
Boca Raton, FL 33432
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2019 - 2024 (5 years)2 FIRMS2024 - Present (1 year)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2004 - 2019 (14 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - 2019 (2 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2004 - 2016 (11 years)
Disclosure(s)
View By:
3/7/2022
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 2/28/2024
B
New York 2/22/2024
B
California 2/16/2024
B
North Carolina 2/27/2024
B
Colorado 3/14/2024
B
Pennsylvania 2/16/2024
B
Connecticut 2/15/2024
B
South Carolina 2/22/2024
B
District of Columbia 2/21/2024
B
Tennessee 2/20/2024
B
Florida 2/16/2024
B
Texas 3/21/2025
IA
Florida 2/19/2024
IA
Texas 3/21/2025
B
Georgia 2/19/2024
B
Vermont 2/16/2024
B
Illinois 12/26/2024
IA
Vermont 11/21/2024
B
Indiana 3/6/2024
B
Virginia 2/16/2024
B
Maryland 2/20/2024
B
Washington 2/21/2024
B
Massachusetts 3/25/2024
B
West Virginia 2/21/2024
B
Michigan 3/4/2024
B
Wyoming 2/26/2024
B
New Jersey 2/16/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1200 N Federal Hwy, Suite 200, Boca Raton, FL 33432
39 Nearing Road, Winhall, VT 05340
Registered with this firm since 2/19/2024
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1200 N Federal Highway, Boca Raton, FL 33432
BOCA RATON, FL
Registered with this firm since 2/15/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/2019 - 02/21/2024 LPL FINANCIAL LLC (CRD#:6413) BOCA RATON, FL
B
 01/04/2019 - 02/21/2024 LPL FINANCIAL LLC (CRD#:6413) BOCA RATON, FL
IA
 04/20/2016 - 01/17/2019 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) CORAL SPRINGS, FL
B
 09/15/2004 - 01/17/2019 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) BOCA RATON, FL
IA
 10/05/2004 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.