Individual Firm
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TRACY LEE REIERSON
TRACY L. REIERSON, TRACY REIERSON
CRD#: 4847342
IA
B
GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD#: 158292 207 GRAND AVENUE
WAUSAU, WI 54403
WAUSAU, WI 54403
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 207 Grand Avenue
Wausau, WI 54403
Wausau, WI 54403
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2/27/2012
Regulatory
Final
State Registrations
B
Arizona 6/25/2018
IA
Texas 2/22/2019
B
Florida 9/26/2022
B
Wisconsin 6/25/2018
B
Georgia 6/25/2018
IA
Wisconsin 6/27/2018
B
Oklahoma 6/26/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/27/2018
B
Registered with this firm since 6/25/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/29/2012 - 07/02/2018 | WAUSAU, WI | |
B | 09/01/2004 - 07/02/2018 | WAUSAU, WI | |
IA | 04/12/2006 - 02/27/2012 | WAUSAU, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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