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Detailed Report
JACK ROBERT KELLY
CRD#: 4846880
IA
Investment Adviser
B
Broker
HARTFORD FUNDSCRD#: 147746 690 LEE ROAD
WAYNE, PA 19087
HARTFORD FUNDS DISTRIBUTORS, LLCCRD#: 45995 690 Lee Road
Wayne, PA 19087
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2015 (8 years)2 FIRMS2015 - 2019 (4 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 7/2/2024
B
Nebraska 2/22/2022
B
Alaska 7/2/2024
B
Nevada 7/2/2024
B
Arizona 7/2/2024
B
New Hampshire 7/2/2024
B
Arkansas 7/2/2024
B
New Jersey 7/2/2024
B
California 7/2/2024
B
New Mexico 7/2/2024
B
Colorado 7/2/2024
B
New York 7/2/2024
B
Connecticut 7/2/2024
B
North Carolina 7/2/2024
B
Delaware 7/2/2024
B
North Dakota 7/2/2024
B
District of Columbia 7/2/2024
B
Ohio 7/2/2024
B
Florida 7/2/2024
B
Oklahoma 7/2/2024
B
Georgia 7/2/2024
B
Oregon 7/2/2024
B
Hawaii 7/2/2024
B
Pennsylvania 9/11/2019
B
Idaho 7/2/2024
IA
Pennsylvania 9/11/2019
B
Illinois 9/18/2019
B
Puerto Rico 7/2/2024
B
Indiana 7/2/2024
B
Rhode Island 7/2/2024
B
Iowa 9/18/2019
B
South Carolina 7/2/2024
B
Kansas 7/2/2024
B
South Dakota 7/2/2024
B
Kentucky 7/2/2024
B
Tennessee 7/2/2024
B
Louisiana 7/2/2024
B
Texas 7/2/2024
B
Maine 7/2/2024
B
Utah 7/2/2024
B
Maryland 7/2/2024
B
Vermont 7/2/2024
B
Massachusetts 7/2/2024
B
Virginia 7/2/2024
B
Michigan 7/2/2024
B
Washington 7/2/2024
B
Minnesota 7/2/2024
B
West Virginia 7/2/2024
B
Mississippi 7/2/2024
B
Wisconsin 7/2/2024
B
Missouri 10/1/2019
B
Wyoming 7/2/2024
B
Montana 7/2/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
HARTFORD FUNDS DISTRIBUTORS, LLC (CRD#:45995)
690 Lee Road, Wayne, PA 19087
Doylestown, PA
Registered with this firm since 9/11/2019
IA
HARTFORD FUNDS (CRD#:147746)
690 LEE ROAD, WAYNE, PA 19087
Registered with this firm since 9/11/2019
Previous Registration(s)
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IA
 08/24/2015 - 09/05/2019 DELAWARE CAPITAL MANAGEMENT ADVISERS, INC (CRD#:152237) PHILADELPHIA, PA
B
 08/24/2015 - 09/05/2019 DELAWARE DISTRIBUTORS, L.P. (CRD#:14232) PHILADELPHIA, PA
IA
 05/15/2007 - 07/24/2015 AST INVESTMENT SERVICES, INC. (CRD#:108897) SHELTON, CT
B
 05/15/2007 - 07/24/2015 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (CRD#:21570) DRESHER, PA
IA
 09/25/2006 - 03/27/2007 MORGAN STANLEY (CRD#:7556) WAYNE, PA
B
 09/06/2006 - 03/27/2007 MORGAN STANLEY DW INC. (CRD#:7556) WAYNE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.