• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Xavier Santos
CRD#: 4846690
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2017 - 2019 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2009 - 2015 (6 years)BSTANFORD GROUP COMPANY (CRD# 39285)2008 - 2009 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2004 - 2008 (3 years)IADEUTSCHE BANK SECURITIES INC. (CRD# 2525)2018 - 2019 (<1 year)
License(s)

State Registrations

B
California 8/13/2019

B
Maine 9/17/2021

B
Colorado 10/19/2021

B
Massachusetts 5/16/2024

B
Delaware 9/24/2024

B
New York 8/13/2019

B
Florida 8/13/2019

IA
New York 6/16/2021

IA
Florida 9/23/2021

B
South Carolina 6/17/2024

B
Georgia 5/7/2021

B
Texas 8/13/2019

B
Illinois 4/12/2024

IA
Texas 8/13/2019

B
Louisiana 4/12/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 8/13/2019

B
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 8/13/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/29/2018 - 08/29/2019 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
01/27/2017 - 08/29/2019 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
10/20/2009 - 12/14/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
10/13/2008 - 03/23/2009 STANFORD GROUP COMPANY (CRD#:39285) MIAMI, FL
B
09/28/2004 - 06/20/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.