Individual Firm
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ADAM THOMAS KEEFE
ADAM KEEFE
CRD#: 4846483
IA
B
MORGAN STANLEYCRD#: 149777 10960 Wilshire Boulevard
Suite 2000
Los Angeles, CA 90024
Suite 2000
Los Angeles, CA 90024
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Arizona 2/3/2023
B
Nevada 3/3/2017
B
California 3/3/2017
B
New Jersey 8/15/2017
IA
California 3/3/2017
B
New York 3/3/2017
B
Colorado 6/15/2022
B
North Carolina 8/17/2023
B
Connecticut 3/13/2023
B
Ohio 6/6/2023
B
Delaware 8/21/2024
B
Oklahoma 3/3/2017
B
Florida 5/31/2017
B
Oregon 3/3/2017
B
Georgia 2/9/2023
B
Rhode Island 12/11/2024
B
Indiana 3/3/2017
B
South Carolina 5/15/2024
B
Kansas 10/27/2022
B
Tennessee 10/31/2024
B
Maryland 10/16/2024
B
Texas 3/1/2021
B
Massachusetts 10/16/2024
IA
Texas 3/3/2021
B
Michigan 3/27/2017
B
Washington 9/29/2017
B
Missouri 10/9/2023
B
Wisconsin 1/12/2022
B
Montana 10/6/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/3/2017
B
Registered with this firm since 3/3/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/13/2016 - 03/07/2017 | LOS ANGELES, CA | |
IA | 08/18/2004 - 06/09/2011 | BEVERLY HILLS, CA |
BEVERLY HILLS, CA
08/18/2004 - 06/09/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.