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Detailed Report
Alicia Tolley Allen
ALICIA ANN TOLLEY
CRD#: 4846035
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 45 W Sego Lily Dr Suite 104
Sandy, UT 84070-3299
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 9/27/2022
B
Nevada 11/29/2018
B
Arizona 11/29/2018
B
New Mexico 11/29/2023
B
Arkansas 11/29/2018
B
New York 6/19/2020
B
California 11/29/2018
B
North Carolina 11/29/2018
B
Colorado 11/29/2018
B
Ohio 10/3/2022
B
Florida 11/29/2018
B
Oregon 11/29/2018
B
Georgia 11/29/2018
B
Texas 11/29/2018
B
Idaho 11/29/2018
IA
Texas 12/13/2018
B
Kansas 11/29/2018
B
Utah 9/21/2018
B
Kentucky 11/29/2018
IA
Utah 9/24/2018
B
Maryland 11/29/2018
B
Virginia 11/29/2018
B
Massachusetts 11/29/2018
B
Washington 11/29/2018
B
Michigan 11/29/2018
B
Wyoming 6/19/2020
B
Missouri 4/21/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
45 W Sego Lily Dr Suite 104, Sandy, UT 84070-3299
Registered with this firm since 9/24/2018
B
EDWARD JONES (CRD#:250)
45 W Sego Lily Dr Suite 104, Sandy, UT 84070-3299
Registered with this firm since 8/28/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.