Individual Firm
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BRENT CHRISTOPHER MCDONALD
BRENT MCDONALD
CRD#: 4845727
IA
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CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1333 2nd St NE
Suite 303
Hickory, NC 28601
Suite 303
Hickory, NC 28601
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1333 2ND ST NE
SUITE 303
HICKORY, NC 28601
SUITE 303
HICKORY, NC 28601
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 9/5/2023
B
North Carolina 9/11/2023
B
Alaska 9/3/2024
B
Ohio 9/5/2023
B
Florida 9/5/2023
B
South Carolina 9/5/2023
B
Montana 5/24/2024
B
Tennessee 7/2/2024
IA
North Carolina 9/5/2023
B
Virginia 9/5/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/5/2023
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Registered with this firm since 9/5/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/17/2020 - 09/07/2023 | HICKORY, NC | |
B | 07/17/2020 - 09/07/2023 | Hickory, NC | |
IA | 12/15/2017 - 07/17/2020 | Hickory, NC | |
B | 12/15/2017 - 07/17/2020 | Hickory, NC | |
IA | 06/25/2010 - 12/19/2017 | HICKORY, NC | |
B | 06/25/2010 - 12/19/2017 | HICKORY, NC | |
IA | 02/17/2009 - 07/27/2010 | HICKORY, NC | |
B | 06/07/2006 - 06/09/2010 | HICKORY, NC | |
IA | 05/23/2006 - 12/31/2008 | HICKORY, NC | |
B | 09/17/2004 - 05/26/2006 | HICKORY, NC | |
IA | 01/28/2006 - 05/03/2006 | HICKORY, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.