• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JESSICA VAUGHN RANDO
JESSICA NICOLE VAUGHN
CRD#: 4845147
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3102 WEST END AVENUE
SUITE 780
NASHVILLE, TN 37203
Registration History
2010201220142016201820202022202420262 FIRMS2015 - 2016 (<1 year)2 FIRMS2018 - Present (6 years)BVINING SPARKS (CRD# 27502)2016 - 2018 (2 years)BWUNDERLICH SECURITIES, INC. (CRD# 2543)2010 - 2015 (5 years)IAVINING-SPARKS ASSET MANAGEMENT... (CRD# 155397)2017 - 2018 (<1 year)IAWUNDERLICH SECURITIES, INC. (CRD# 2543)2012 - 2015 (3 years)
License(s)

State Registrations

B
Alabama 11/12/2018

B
New York 11/12/2018

B
California 11/12/2018

B
Tennessee 5/17/2018

B
Colorado 11/12/2018

IA
Tennessee 5/17/2018

B
Florida 11/12/2018

B
Texas 11/12/2018

B
Idaho 10/30/2024

B
Utah 6/10/2021

B
Kansas 10/31/2018

B
Virginia 11/12/2018

B
Maryland 11/12/2018

B
Washington 10/31/2018

B
Michigan 11/12/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3102 WEST END AVENUE SUITE 780, NASHVILLE, TN 37203
Registered with this firm since 5/17/2018

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3102 WEST END AVENUE SUITE 780, NASHVILLE, TN 37203
Registered with this firm since 5/17/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/04/2017 - 05/25/2018 VINING-SPARKS ASSET MANAGEMENT, LLC (CRD#:155397) MEMPHIS, TN
B
01/21/2016 - 05/25/2018 VINING SPARKS (CRD#:27502) MEMPHIS, TN
IA
04/15/2015 - 01/21/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) MEMPHIS, TN
B
04/15/2015 - 01/21/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) MEMPHIS, TN
IA
03/26/2012 - 04/20/2015 WUNDERLICH SECURITIES, INC. (CRD#:2543) MEMPHIS, TN
B
04/26/2010 - 04/20/2015 WUNDERLICH SECURITIES, INC. (CRD#:2543) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.