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CINDY NGOC NGUYEN
CINDY NGOC LE, CINDY NGOC THUY LE, NGOC THUY THI LE
CRD#: 4844873
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 12319 Bellaire Blvd
Ste 500
Houston, TX 77072-2595
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 12319 BELLAIRE BLVD
SUITE 500
HOUSTON, TX 77072
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (<1 year)IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2019 - Present (5 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2010 - Present (14 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Texas 11/24/2010

IA
Texas 5/15/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
12319 Bellaire Blvd Ste 500, Houston, TX 77072-2595
Registered with this firm since 5/15/2019

B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
12319 BELLAIRE BLVD SUITE 500, HOUSTON, TX 77072
Registered with this firm since 11/16/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/02/2007 - 07/02/2007 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) HOUSTON, TX
IA
11/15/2004 - 06/13/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
B
10/15/2004 - 06/13/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
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