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Detailed Report
Jason Daniel Lee Herman
CRD#: 4844263
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 60 Livingston Ave
Saint Paul, MN 55107
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)BPFS INVESTMENTS INC. (CRD# 10111)2004 - 2007 (2 years)
License(s)

State Registrations

B
Minnesota 7/27/2011
IA
Minnesota 11/19/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
60 Livingston Ave, Saint Paul, MN 55107
Apple Valley, MN
Registered with this firm since 7/28/2011
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
60 Livingston Ave, Saint Paul, MN 55107
Apple Valley, MN
Registered with this firm since 7/27/2011
Previous Registration(s)
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IA
 01/03/2011 - 07/18/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) MINNEAPOLIS, MN
B
 01/03/2011 - 07/18/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) MINNEAPOLIS, MN
IA
 02/01/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
 02/01/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
IA
 09/06/2007 - 09/07/2007 EDWARD JONES (CRD#:250) LAKEVILLE, MN
B
 06/27/2007 - 09/07/2007 EDWARD JONES (CRD#:250) LAKEVILLE, MN
B
 08/25/2004 - 05/14/2007 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.