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BENJAMIN WEBB TUTHILL
BENJAMIN WADE TUTHILL, BENJAMIN TUTHILL
CRD#: 4844081
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1 CITIZENS PLZ STE 520
PROVIDENCE, RI 02903
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)
License(s)

State Registrations

B
Alabama 3/30/2021

B
New Hampshire 1/5/2011

B
Arizona 1/9/2024

B
New Jersey 1/2/2013

B
California 1/5/2011

B
New Mexico 1/18/2022

B
Colorado 1/5/2011

B
New York 1/5/2011

B
Connecticut 1/5/2011

B
North Carolina 8/13/2012

B
Florida 1/5/2011

B
Ohio 1/3/2013

IA
Florida 1/31/2020

B
Pennsylvania 1/5/2011

B
Georgia 1/5/2011

B
Rhode Island 1/5/2011

B
Indiana 12/2/2016

IA
Rhode Island 1/5/2011

B
Kentucky 1/4/2016

B
South Carolina 1/5/2011

B
Maine 1/5/2011

B
Tennessee 9/27/2021

B
Maryland 11/12/2013

B
Vermont 1/5/2011

B
Massachusetts 1/5/2011

B
Virginia 10/27/2020

B
Michigan 1/2/2013

B
Wisconsin 7/11/2024

B
Nevada 1/2/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1 CITIZENS PLZ STE 520, PROVIDENCE, RI 02903
JENSEN BEACH, FL
Registered with this firm since 1/5/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1 CITIZENS PLZ STE 520, PROVIDENCE, RI 02903
JENSEN BEACH, FL
Registered with this firm since 1/5/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 01/12/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PROVIDENCE, RI
B
06/01/2009 - 01/12/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PROVIDENCE, RI
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PROVIDENCE, RI
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PROVIDENCE, RI
IA
11/01/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) PROVIDENCE, RI
B
09/30/2004 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PROVIDENCE, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.