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PATRICIA ANN ERWIN
PATRICIA ANN WALWORTH
CRD#: 4844051
IA
Investment Adviser
B
Broker
WORLD EQUITY GROUP, INC.CRD#: 29087 SPARKS, NV
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
California 2/4/2008

B
Idaho 5/25/2010

IA
California 2/28/2019

IA
Idaho 3/1/2019

B
Connecticut 7/6/2011

B
Nevada 11/17/2006

IA
Connecticut 2/28/2019

IA
Nevada 11/17/2006

B
Florida 11/3/2021

B
Texas 4/4/2018

IA
Florida 11/3/2021

IA
Texas 2/28/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WORLD EQUITY GROUP, INC. (CRD#:29087)
SPARKS, NV
Registered with this firm since 11/17/2006

B
WORLD EQUITY GROUP, INC. (CRD#:29087)
SPARKS, NV
Registered with this firm since 11/17/2006

Previous Registration(s)
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IA
08/25/2005 - 11/27/2006 WADDELL & REED, INC. (CRD#:866) RENO, NV
B
08/05/2005 - 11/27/2006 WADDELL & REED, INC. (CRD#:866) RENO, NV
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.