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Charles Shaw-Jer Hung
CHARLES S HUNG, CHARLES SHAW-JER HUNG, CHARLES HUNG
CRD#: 4842840
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 100 S. VINCENT AVENUE
WEST COVINA, CA 91790
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (3 years)2 FIRMS2014 - 2021 (7 years)2 FIRMS2021 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2009 - 2014 (5 years)BZECCO TRADING, INC. (CRD# 135398)2008 - 2009 (<1 year)BREDWOOD SECURITIES GROUP, INC. (CRD# 27536)2004 - 2005 (<1 year)IAREDWOOD SECURITIES GROUP, INC. (CRD# 27536)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Arizona 12/14/2021

B
Nevada 12/14/2021

B
California 11/17/2021

B
Oregon 12/14/2021

IA
California 11/17/2021

B
Texas 11/17/2021

B
Hawaii 12/14/2021

IA
Texas 11/17/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 S. VINCENT AVENUE, WEST COVINA, CA 91790
Registered with this firm since 11/17/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 S. VINCENT AVENUE, WEST COVINA, CA 91790
Registered with this firm since 11/17/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/11/2014 - 11/11/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HACIENDA HEIGHTS, CA
B
08/07/2014 - 11/11/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HACIENDA HEIGHTS, CA
B
04/06/2009 - 07/28/2014 SCOTTRADE, INC. (CRD#:8206) ROWLAND HEIGHTS, CA
B
05/14/2008 - 03/31/2009 ZECCO TRADING, INC. (CRD#:135398) PASADENA, CA
IA
04/20/2005 - 04/21/2008 WAMU INVESTMENTS, INC. (CRD#:599) FULLERTON, CA
B
04/20/2005 - 04/21/2008 WAMU INVESTMENTS, INC. (CRD#:599) FULLERTON, CA
IA
02/11/2005 - 04/04/2005 REDWOOD SECURITIES GROUP, INC. (CRD#:27536) CITY OF INDUSTRY, CA
B
08/18/2004 - 04/04/2005 REDWOOD SECURITIES GROUP, INC. (CRD#:27536)
FINRA expelled the firm on 10/30/2008
SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.