Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
William Christian Wulfers
WILLIAM CHRISTIAN WULFERS, WILLIAM WULFERS
CRD#: 4842049
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 4401 SHALLOWFORD ROAD
SUITE 120
ROSWELL, GA 30075
Registration History
200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2004 - Present (20 years)
License(s)

State Registrations

B
Alabama 11/1/2004
B
Mississippi 6/1/2015
B
California 12/15/2006
B
Nevada 9/15/2015
B
Colorado 5/28/2014
B
New Jersey 10/31/2023
B
Connecticut 4/20/2009
B
New York 5/18/2011
B
Florida 10/28/2004
B
Oklahoma 6/9/2015
B
Georgia 11/27/2006
B
Pennsylvania 5/28/2014
IA
Georgia 1/19/2007
B
South Carolina 1/11/2010
B
Iowa 6/29/2016
B
Tennessee 7/23/2013
B
Kentucky 12/15/2006
B
Texas 9/7/2005
B
Louisiana 11/1/2005
IA
Texas 12/18/2018
B
Maryland 8/9/2023
B
Virginia 1/4/2010
B
Massachusetts 12/15/2006
B
Washington 11/13/2009
B
Michigan 7/15/2020
B
Wyoming 1/31/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
4401 SHALLOWFORD ROAD SUITE 120, ROSWELL, GA 30075
Registered with this firm since 1/19/2007
B
EDWARD JONES (CRD#:250)
4401 SHALLOWFORD ROAD SUITE 120, ROSWELL, GA 30075
Registered with this firm since 10/12/2004
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.