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PAUL SIMMONS
PAUL JEFFERSON SIMMONS II
CRD#: 4840871
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2607 EAST GLENN AVENUE
AUBURN, AL 36830
Registration History
200420062008201020122014201620182020202220242 FIRMS2007 - 2014 (6 years)2 FIRMS2014 - Present (10 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2007 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2007 (1 year)
License(s)

State Registrations

B
Alabama 2/28/2014

B
North Carolina 2/28/2014

IA
Alabama 2/28/2014

B
South Carolina 2/28/2014

B
Florida 2/28/2014

B
Texas 4/21/2022

B
Georgia 2/28/2014

IA
Texas 4/25/2022

IA
Georgia 3/3/2014

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2607 EAST GLENN AVENUE, AUBURN, AL 36830
Registered with this firm since 2/28/2014

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2607 EAST GLENN AVENUE, AUBURN, AL 36830
Registered with this firm since 2/28/2014

Previous Registration(s)
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IA
08/03/2007 - 03/03/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBUS, GA
B
08/03/2007 - 03/03/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBUS, GA
IA
05/24/2006 - 08/13/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OPELIKA, AL
B
09/30/2004 - 08/13/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OPELIKA, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.