• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Alexander W. Lenz
ALEXANDER WILLIAM LENZ, Alex Lenz
CRD#: 4840428
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 270 S. RANDALL ROAD
ELGIN, IL 60123
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2010 - 2015 (4 years)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 4/5/2023

B
Minnesota 4/20/2021

B
Arizona 10/8/2015

B
Nevada 9/12/2018

B
California 9/8/2020

B
New Jersey 8/11/2022

B
Colorado 11/1/2023

B
New York 2/25/2016

B
Florida 8/28/2018

B
North Carolina 10/28/2015

B
Georgia 5/16/2016

B
Ohio 5/13/2021

B
Illinois 10/1/2015

B
South Carolina 1/26/2022

IA
Illinois 10/1/2015

B
Tennessee 11/4/2019

B
Indiana 10/27/2015

B
Texas 10/27/2015

B
Kentucky 5/28/2021

IA
Texas 10/28/2015

B
Maryland 9/25/2024

B
Virginia 9/11/2024

B
Michigan 7/10/2017

B
Wisconsin 10/27/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
270 S. RANDALL ROAD, ELGIN, IL 60123
1600 LARKIN AVENUE, ELGIN, IL 60123
Registered with this firm since 10/1/2015

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
270 S. RANDALL ROAD, ELGIN, IL 60123
1600 LARKIN AVENUE, ELGIN, IL 60123
Registered with this firm since 10/1/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/22/2010 - 09/24/2015 STRATEGIC ADVISERS, INC. (CRD#:104555) SCHAUMBURG, IL
B
12/02/2010 - 09/22/2015 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SCHAUMBURG, IL
IA
01/01/2008 - 12/19/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) FRISCO, TX
B
01/01/2008 - 12/19/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) FRISCO, TX
B
10/08/2004 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) FRISCO, TX
IA
10/21/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) FRISCO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.